Why is IRI’s report on the Kenya 2007 Exit Poll missing from the USAID Development Experience Clearinghouse? (FOIA Series Part 13)

This is the latest on my ongoing Freedom of Information Act requests to get the U.S. government records on the USAID programs I supervised for the International Republican Institute as East Africa Director for the 2007 Kenya election.

In mid-2009 I assisted my former colleagues from the University of California, San Diego on the 2007 Kenya exit poll in submitting a FOIA request to USAID for a broad set of basic records under the USAID/IRI polling program, including comparative materials from the prior 2002 and 2005 USAID/IRI exit polls. Unfortunately, it took USAID roughly two years to produce anything, and when they did it was rather aggressively nonresponsive.  They simply sent a copy of the Cooperative Agreement under which the program operated from 2005-2007 (the final agreement started with the exit poll for the 2005 constitutional referendum and went though pre-election polls in the fall of 2007, with an amendment to add the 2007 exit poll at the end) with none of the reports, results, correspondence or anything else at all.  My academic colleagues had expected to get the historical documentation from IRI in consideration of the supplemental funding they povided to IRI for the exit poll, but were left to FOIA when IRI didn’t come through.

Upon returning from the 2013 Kenya election when there was another round of questions on the USAID/NDI/ELOG sample PVT and the communications around it, I submitted a new USAID FOIA of my own to try again for the 2007 exit poll records. This time I have been fortunate enough to have what appears to be active and engaged efforts by the current USAID FOIA office to seek records and keep me up to date on the request.  Unfortunately it has still been another 13 months now of waiting.

A key document that should answer a number of questions is the IRI final report on the 2005-2007 polling program, which was originally due during my tenure at IRI in early 2008. At the time I completed my IRI service to return to my permanent job in the U.S. IRI’s second extension to file the report was winding down. At that point, IRI was faced with a quandary as it had posted on its website on February 7, 2008 a statement that it was not releasing the exit poll results because it had determined that they were “invalid” the evening following a demand by Senator Russ Feingold in a hearing of his Africa subcommittee of the Senate Foreign Relations Committee that the Assistant Secretary of State for Africa and the Africa Assistant Administrator for USAID report back to him on why the exit poll had not been released. Previously, however, in January IRI had filed its quarterly performance report with USAID reporting that the poll had been successfully conducted.

According to the requirements of the Cooperative Agreement between USAID and IRI, three copies of the final report were to be submitted by IRI, one to the agreement officer in Washington, one to the Democracy and Governance lead in Kenya, and another to the USAID Development Experience Clearinghouse (DEC) in Washington. I was able to learn in a conference call with the FOIA office last week that they have been unable to find such a copy on file in Development Experience Clearinghouse. Likewise, the other copy in Washington has not yet turned up, so it is being sought through the mission in Kenya.

Strange.

In the meantime, on the State Department side I have written, again, to the Appeals Officer to request a decision or the status of my April 2013 appeal of the withholding of a document about the USAID exit poll from my 2009 FOIA request on the asserted basis of a “deliberative process” exemption from the FOIA.The documents produced to me under the 2009 request show the Africa Bureau at State mischaracterizing the exit poll in response to media inquiries as a capacity building “exercise” that was never intended to be released. To the contrary, both the USAID contractual documents themselves and the Ambassador’s own released State Department cables from before the election describe the exit poll as a key part of efforts to prevent election fraud and support a democratic process, along with the IRI election observation mission. My appeal argues in a nutshell that there is not a legitimately protected agency deliberative process for the State Department to decide whether or not to be truthful in response to after-the-fact press inquiries about a USAID program.

To eliminate redundancy with constrained budgets and growing demand: Is it time to merge IRI and NDI?

Donkey

Mara Herd

This is a post I started a few years ago and let sit.  I usually avoid writing about things that directly mention the International Republican Institute other than as specifically necessary in regard to the 2007 election in Kenya and some advocacy for people arrested in Egypt.   It’s awkward for a lot of reasons to write about IRI,  the most personally important of which is my deep affection for people that work there.  And to the extent I have criticisms it would be my desire that they become better rather than that they be harmed.

Nonetheless, I think the structure of democracy assistance is something we need to think about and almost everyone who is in a position to be engaged is also in a position to feel constrained from speaking freely or has an unavoidable conflict of interest.  And its is an especially challenging time for the effort to share or support democracy so I am going to suck it up and proceed:

—————–

In an era of hyperpartisanship in the U.S. we are also faced with a divided government and a real question about our collective ability to do the basic business of governance in terms of passing budgets, for instance.

More specific to democracy support, the old notion that “politics stops at the water’s edge” is long dead. Every issue anywhere is contested space between Democrats and Republicans in grappling for power. [The attack on the U.S. government facility in Benghazi, Libya in September 2012 being perhaps the most conspicuous example.] There are profound divisions in a few areas of policy and culture between the Republican and Democratic base voters.  Nonetheless, it is also clear, ironically perhaps, that in the present moment there is not any clearly identified and coherent policy difference between the parties on foreign affairs as such. Now in the early stages of the 2013-16 presidential campaign, Republican Senator Rand Paul appears to be his party’s front runner for the nomination. The traditional Republican foreign policy establishment has less disagreement on specific points of foreign policy with the Obama Administration than with Senator Paul. And much of its membership would presumably in private vote for a Democrat seen as somewhat more hawkish and interventionist than Obama, such as for instance Hillary Clinton, than for Paul. Some piece of the base of the Democratic Party might well feel obligated to vote for Paul over Clinton in a general election if it came to it.

Referencing the policies of the most recent Republican Administration, which was in office when I worked for IRI in East Africa, there is no reason to think that Jeb Bush, for instance, believes in the “Bush Doctrine” and certainly Ron Paul doesn’t.  Foreign policy was important in the 2008 Democratic primaries and in the 2008 general election and there was at that time a sharp perceived difference between Obama/Biden and McCain/Palin over the aspects of foreign policy that were important to most voters and that difference was essential to Obama’s election.  Not so much in 2012 in either the Republican primaries or in the general election.  All presidential elections matter with great intensity for Washington foreign policy people because they decide who gets what jobs (like do you go to the State Department or stay at IRI or NDI or some think tank) and in general everyone is either Democrat or Republican and either wins completely or loses completely, heads or tails, each time.  For most American voters the relationship of parties and elections to foreign affairs is completely different.

The traditions of the Democratic and Republican foreign policy establishment in Washington are based on the Cold War, like the structure of the National Endowment of Democracy itself, with IRI and NDI along with the overseas arms of the U.S. Chamber of Commerce and the AFL-CIO as its “core” “private” institutes. Relatedly this tradition and structure is also critically Eurocentric. Going on a quarter century after the fall of the Soviet Union the terms of the contest between a democratic Washington and an authoritarian Moscow are very different in Europe itself today–and much less of immediate relevance in, say, Africa. The old days of the American Democrats supporting the democratic left in Europe and the American Republicans supporting the right–both as a pro-American alternative to Soviet-aligned Communists–are interesting history that we should learn more from, but they are history.  And we are not nearly so Eurocentric now in our policies and relationships in Africa, Asia and Latin America, so we have different types of opportunities to support democracy and its related values in those regions rather than dividing everyone up as pro-Western Bloc versus pro-Eastern Bloc.

In practice today, I don’t see the Democratic Party in power in Washington really aligned with the “democratic left” in other countries, given the lack of need to shore up against Marxist/Communist forces (among other reasons) nor much particular interest in the Republican Party in supporting more rightist or conservative parties abroad per se.  Generally Republican and Democrat campaign and media consultants, like lobbyists, seem to work for whoever they come to terms with commercially in any given emerging or frontier market rather than on the basis of some coherent party related framework.

Formally, IRI and NDI are completely overlapping as they are both non-partisan.  Occasionally they are said to be “affiliated” with their respective parties, but more frequently they are said to have “no connection” to parties.  Ultimately this is simply confusing and unclear–and not really consistent with the principles that the organizations are trying to teach to others.  In Germany where the government funds overseas institutes of the parties, the law is different and the government provides funding for the parties themselves in a way that would presumably be unconstitutional in the United States.  So you don’t have a counterpart to this strange melange of “nonpartisan Republican” or “nonpartisan Democratic” even though the German organizations are said to be a model for setting up IRI and NDI back in the early 1980s.

In my personal experience, I had the clear impression that IRI was quite serious about being legally compliant in terms of the 501(c)(3) nonpartisan formalities [and this was noteworthy in an  a organization that did not have an overall compliance component at that time–I am not going to be a whistleblower or even a public critic on this but have noted that they have gotten in at least a little difficulty with the government for ignoring cost accounting regulations that I told them they shouldn’t ignore when I worked for them].  I have no reason to assume that NDI is not equally serious.  In the case of IRI, with the chairman running for president two different times during his tenure, they know that the Democrats have had incentive to catch them if they were to get tangled with a Republican campaign; and of course everything is potentially tit-for-tat in that regard for the other side.

At the same time, both parties have an incentive to make as much use of “their” respective unaffiliates as permissible on a mutally backscratching basis.  While there are certain cultural and stylistic differences in how this plays out–as any observer of the current American political scene can well imagine–I don’t think this warrants the whole separate infrastructure of two duplicate organizations.  For instance, unaffliliated Republicans could still do programming at the Republican National Convention and unaffiliated Democrats could still do programming at the Democratic National Convention even if it was under the umbrella of one unaffiliated nonpartisan organization instead of two separate unaffiliated nonpartisan organizations. And the unaffiliated Republicans could apply a conservative orientation to have programming that is solid, on-message stuff supporting the party line; and the unaffiliated Democrats could be liberal-minded and have a “soft power” approach that involves people on both sides at the convention of their side.

Continue reading

Africa Bureau under Frazer coordinated “recharacterization” of 2007 Kenya Exit Poll showing Odinga win (New Documents–FOIA Series No. 12)

Over the weekend I finally received the first documents from the State Department’s Africa Bureau from my September 2009 Freedom of Information Act request for State Department documents about the 2007 Exit Poll for the Kenyan Elections. This is the exit poll funded by the USAID, through the International Republican Institute (IRI) that I managed as East Africa Director for IRI. By letter dated March 5 (the day after the new Kenyan election) but not mailed for another week, the State Department released five documents, while stating that it was withholding one unidentified document in full “because it consists of pre-decisional deliberative process material.”

Long story short:

1) as described by the Embassy, “auxiliary to efforts in this regard by Kenya’s vibrant press, active civil society, and credible, proven electoral commission,” the U.S. government undertook several efforts to “preserve Kenya’s democratic success and contain the prospects of violence and voting irregularities if the presidential election is tight.”

2) one of these efforts was “Public Opinion Polling” described as follows:

* This USAID-funded program seeks to increase the availability of objective and reliable polling data and to provide an independent source of verification of electoral outcomes via exit polls. Implementer: IRI

3) after this same Exit Poll became a source of political contention because it showed the opposition candidate winning rather than the incumbent as named by the “credible, proven electoral commission”–the Africa Bureau engaged in a practice of mischaracterizing the USAID program and the Exit Poll.

For example: when the McClatchy newspapers ran a story on July 9, 2008 by Shashank Bengali reporting that “Kenya’s President Lost Disputed Election, Poll Shows” after the release of the exit poll results by the researchers from The University of California, San Diego at the Center for Strategic and International Studies, the Africa Bureau generated “AF Press Guidance” as follows:

Q: Please provide details on the U.S.-funded exit poll for elections in Kenya. Do we have a comment/reaction to the poll results?

* The International Republican Institute (IRI) provided funding to Strategic as a capacity building exercise for the organization.

* IRI did not have confidence in the results of the poll once they received them due to questions about the methodology, so the results of the poll were never officially released.

* Given the potentially significant nature of the results, however, IRI commissioned an audit of Strategic’s poll results. We have yet to see the results of that audit.

* Our Embassy in Nairobi was not informed by Strategic or IRI of the exit poll results by 3pm on Election Day.

It is simply false to suggest that IRI gave money, from USAID, to Strategic, a private Kenyan firm, simply as a “capacity building exercise” for either Strategic or for IRI, whichever is intended here. No, as described by the State Department before the exit poll became a “hot potato” after Kibaki was serving a second term based on the ECK’s announcement of an alleged election win on his behalf, we paid Strategic for their work “in providing an independent verification of electoral outcomes via exit poll” in the State Department’s own words. Strategic was hired based on already proven capacity having conducted the exit polls in 2002 and 2005. I have noted before that the Ambassador claimed this excuse–that the poll was only an “exercise” and never intended to be released–in a March 2008 on-line Q-and-A, but this is the first time I see this characterization stated from Washington.  See Lessons from the 2007 Kenyan Election and the new FOIA Cables–Part Three, here.

As I have noted, the concern that I was aware of and discussed within IRI during the immediate post-election in Nairobi was how people would react to the release of the poll, not about its “methodology”.

The guidance notes that IRI has “commissioned an audit” but doesn’t say when it was commissioned, or whether the State Department has asked to see it. [Note also that an “audit” could not fix the “methodology” of the poll if it had been flawed.  IRI released the poll the next month, in August 2008, the day before the technical consultants from UCSD were to testify about the poll before the Kriegler Commission investigating the elections.]

Finally, the statement that the Embassy “was not informed . . . of the exit poll results by 3pm on Election Day” is precious. They were informed of the results at closer to 5pm.

I’m quite curious about the “pre-decisional deliberative process material” that they decline to produce. Were they deliberating about whether to tell the truth about the USAID poll? Does this qualify for exemption? [Update: I appealed the withholding of this document to the State Department’s internal FOIA appeals board; the appeal remains pending as of March 2014.]

FREEDOM OF INFORMATION SERIES

Warnings to Take Seriously for Kenya’s March Election . . . and something to enjoy

The Council on Foreign Relations has just published a “Contingency Planning Memorandum No. 17” regarding “Electoral Violence in Kenya” by Joel Barkan, of CSIS and professor emeritus from the University of Iowa.

Well worth a careful review. Joel Barkan is a dean among the community of American scholars of Kenyan and East African politics who has also worked on the democracy and governance assistance side with USAID in Kenya during the birth pangs of 1992 and made the transition to the policy world in Washington through his post at the CSIS Africa Program and activities such as helping to spearhead the “Kenya Working Group” to put together a broad range of people in Washington working on Kenya issues to generate necessary focus within the U.S. government. Joel was our “resident expert” among the Election Observation delegates for the International Republican Institute observation for the 2007 Kenyan election and had the singular position of being independently identified as someone we wanted as a delegate by both IRI staff and as a “suggestion” to me from Ambassador Ranneberger.

Someday, when a careful history is written of the last Kenyan election and its aftermath, Joel will be noted as one of those who helped the United States get its diplomatic response turned around in part so that we were then able to assist in addressing the crisis presented by the failed election. He spoke out from Kenya and immediately afterwards back in Washington about the obvious failure of the ECK central tally in Nairobi–and raised in Washington the failure to release and use the IRI/USAID exit poll data as a clear indicator that the ECK’s announced numbers did not justify the intransigence being shown by Kibaki and his networks of “hardliners”. Thus, Joel is an obvious person to pay attention to in preparing for the 2013 election.

Let me also flag the comment to my last post entitled “Countdown to Chaos” from Andrew J. Franklin, an American former Marine who has lived in Kenya since the 1970s. I don’t know Mr. Franklin personally yet outside the blog, but this is a warning “straight from the ground” in Kenya, from someone with involvement in the security business. It is a lot easier for expats in Kenya to keep their heads down and say nothing, so I take his cautions with extra gravity.

In closing, let me refer you to a video from bloggingheadstv.com with Mark Leon Goldberg of UN Dispatch and Wycliffe Muga of Nairobi’s The Star. Regular readers will have noticed that I cite Wycliffe Muga’s Star columns frequently as having noteworthy insight. I didn’t get to meet nearly as many Kenyan journalists as I would have liked while working the last election, in part because I wasn’t wanting to be in the media myself and in part because I was just too busy with the immediate demands of the job with the programs I was responsible for. Nonetheless, I did get to meet Wycliffe in person early on and got tutored in some important intricacies of Kenyan politics, both historically and in terms of the current situation in Mombasa at that time where he was living then. I will call Wycliffe a friend, like Joel, in the interest of disclosure and because I like them both–but please don’t assume that either of them necessarily ever agree with me on anything I write here!

I think it might be fair to call Wycliffe something of an “Ameriphile”, which of course I appreciate as an American myself. In this bloggingheadstv discussion, Wycliffe perhaps provides a “shot in the arm” for those of us who might get discouraged by some of our more feckless foreign policy moments and expresses appreciation for what the United States did ultimately do in applying muscle to leverage a mediated settlement of the Kenyan 2007-08 election crisis, as well as, in particular, health assistance in the form of PEPFAR.

;

Election Observation as “Diplomacy or Assistance” continued–how I spent my pre-election Christmas in Kenya

In my Freedom of Information Act Series I have described how then-Ambassador Ranneberger got his predecessor, Ambassador Mark Bellamy removed from the International Republican Institute’s Election Observation Mission shortly before the last Kenyan election, implying an objection to Bellamy from the Kibaki government. While IRI capitulated in removing Bellamy, I was told to accept “no more b.s.” from Ranneberger in interfering with the IRI Election Observation.  As problems continued to arise, this is a letter I wrote to my USAID officer on December 22, 2007, five days before the voting:

I think that you and I have had a good working relationship over a period of months until just recently, reflecting efforts and intentions on both our parts.  The problem now is that we are in a position of working in part at cross purposes, regardless of how much effort we continue to put into trying to be cooperative.

Previously I thought that you had some real level of agreement with my basic position regarding IRI’s independence, in spite of the contradictory viewpoint of the Ambassador.  At this point, it seems clear that we just do not have a meeting of the minds about this.

As far as IRI is concerned a major line was crossed last week and we expected that there would be as a result of Lorne Craner’s intervention a recognition that IRI’s independence would be respected going forward.  Unfortunately, the only substantive change seems to be that we have one less delegate–one of the best qualified members of the team that we had selected.  And of course people in the State Dept. did know what our own plan was before the Ambassador intervened.  I find the whole situation embarrassing personally.

I have tried to move us to a situation where we agreed to document at least by e-mail the specific things we were doing in terms of direct involvement of the USG with the IRI EO.  I think this is the least we should do and was intended to move us forward in terms of making sure we all understood each other, both personally and contractually.  I am tired of suggestions, directions, demands, “markers”, etc. to do things that people are not comfortable putting in writing.  If it should not be put in writing, maybe it should not be part of how we conduct ourselves here.

There are a variety of basic things that USAID can do that would in fact help IRI do the best it can.  One easy and obvious one would be to add IRI to the distribution list for ECK events, recognizing that the ECK is not at the point of providing IRI with timely notice, or in many cases, any notice, of its activities.  The other would be to provide us security information to assist us in protecting the safety of our teams.  Certainly having ——– come over and brief the teams is a big help.

 As far as I am concerned, if IRI is not substantively independent, rather than just offering an appearance or representation of independence, then all of our work here is at best a waste of time in terms of actually providing assistance to the Kenyan people as per the MOU between USAID and the GOK.  At worst, we could undermine the ability of IRI to accomplish anything substantive in Kenya in the future and taint our election work elsewhere.  IRI adds value if we are independent; we do not add value if we are not independent. (emphasis added)

Please give consideration to this and let me know what you suggest.

At the end of the day IRI’s final report on the Election Observation found strong evidence of fraud, when it was released more than six months later in July, and IRI released the Exit Poll indicating an opposition win one more month later, in August 2008. By that time the election was long over and the President along with his initial appointees stayed in office. The next chance for Kenyans to vote will not be until  March 2013.

Election Observation–Diplomacy or Assistance?

U.S./Somaliland relationship continues to mature as U.S. leads donor delegation on preparation for municipal elections

The key focus in current Somaliland politics is the municipal elections set to be held soon.  The National Election Commission reports being close to readiness, having (with some significant dispute) determined six additional parties to compete with the established three national parties, Kulmiye, UDUB and UCID.  Somaliland’s first local elections since modern independence was declared in 1991 were held in December 2002.  The next election was originally scheduled for December 2007, when I was there, to be followed by the April 2008 presidential election coinciding with the scheduled end of President Riyale’s term.  The Presidential election was delayed until ultimately held successfully on June 28, 2010–and now the local elections are to follow.

The top deputy for Somalia/Somaliland at the U.S. Embassy in Nairobi has led a six-member donor group to Somaliland to assess preparations for the elections and opportunities for donor support.

President Silanyo told the visiting delegation his government has already allocated funds for the upcoming electoral process and all preparations have been finalized, he reminded them the need for the international community to support this country in pertinent issues as security and bilateral ones.

Mr. Douglas Meurs said, the United States continues to engage with the administration in Somaliland on a range of issues, most directly Somaliland’s continued progress towards democratization and economic development.

In Feb 2007, the United States provided a total of $1 million through the International Republican Institute to support training for parliamentarians and other key programs in preparations for the upcoming municipal and presidential elections in Somaliland.

The United States will continue to engage with Somaliland, in order to support the return of lasting peace and stability in the Horn of Africa.

by Goth Mohamed Goth
somalilandpress.com

This is encouraging progress in several respects. For my first months as IRI East Africa director, we had to keep our contact with Somaliland on life support as best we could at “no cost”, hoping for renewed funding to come through from the U.S.  When funds were available, we were able to re-start programming supported by travel from Nairobi, then open an office in Hargeisa.  At that time, U.S. Government employees and direct contractors were generally not allowed to travel to Somaliland–even prominent U.S. professors who were contracted to assess our programming in the spring of 2008 were left to work from Nairobi without being allowed to go to Hargeisa. We participated in donor meetings which happened only in Nairobi.  Having senior U.S. officials lead donor groups and interact with the Somaliland stakeholders directly in the county is one more sign of de facto “normalcy” in the interactions.

IMG_1312
With now-President Silanyo (at right) and Kulmiye Party group at party headquarters (I’m second from the right.)

Part Nine–New Kenya FOIA Documents: What Narrative Was the State Department’s Africa Bureau Offering the Media While Kenyans Were Voting? And Why?

In my last post in this series, Part Eight, I noted my frustration that the Africa Bureau after roughly 30 months, in response to my 2009 FOIA request, had provided none of the actual documentation from the large-scale 2007 Kenyan general election observation conducted through the Embassy,

The question could be raised then whether the point of the State Department observation through the Embassy became not so much to observe as to be observed observing.  Being observed observing gives an extra patina of gravity to whatever narrative you wish to present about the election afterwards; and who can question without an independent look at your data? [or an independent exit poll?]

Let’s remember how Ambassador Ranneberger concluded his December 24, 2007 cable “Kenya on the Eve of National Elections”:

RANNEBERGER  to WASHINGTON
24 DEC 07  UNCLAS NAIROBI 004830

“It is likely that the winner will schedule a quick inauguration (consistent with past practice) to bless the result and, potentially, to forestall any serious challenge to the results.  There is no credible mechanism to challenge the results, hence likely recourse to the streets if the result is questionable.The courts are both inefficient and corrupt.  Pronouncements by the Chairman of the Electoral Commission and observers, particularly from the U.S., will therefore, have be [sic] crucial in helping shape the judgment of the Kenyan people.  With an 87 percent approval rating in Kenya, our statements are closely watched and respected.  I feel that we are well-prepared to meet this large responsibility and, in the process, to advance U.S. interests. [emphasis added]

So what was the narrative?  We have all known about the quick congratulations to Kibaki on winning the election from back in the United States on Sunday December 30 after the ECK’s announcement (and that the U.S. was the only country to issue such congratulations, which were quickly withdrawn–and that later Uganda’s Museveni also congratulated Kibaki).  Something new that I have learned from the FOIA response however, is that the Africa Bureau issued a very interesting December 27 “Press Guidance”  that projects an outcome narrative while the voting is still going on.  Here it is in its entirety:

Kenya:  Elections

Key Points

The U.S. fully supports a transparent and credible electoral process.  The U.S.-Kenyan partnership will continue to grow regardless of who is elected.

Kenya’s elections have proceeded with very little violence.  This morning, there was a report of two killed and three injured near a polling station in Nairobi’s Kibera slum, but it is not known if the killings were related to the election.

There were reports of minor incidents such as pushing and shoving at polling stations.  Votes are being tallied tonight and tomorrow.  The Electoral Commission of  Kenya (ECK) has responded well to reports of problems and does not appear to be acting with bias or favoritism.

Voter turnout nationwide has been high.

Late last night and early this morning, 160 U.S. Embassy officials in 56 U.S. Embassy observation teams successfully deployed nationwide to monitor the elections.

Background:

On December 27, Kenya will hold presidential, parliamentary, and local government elections.  More than 2,500 candidates are vying for the 2010 seats in Parliament, and there are three main Presidential candidates.  Ethnic and tribal affiliation remains the most influential factor in voting choices for races at all levels of government.  We expect that the Electoral Commission of Kenya (ECK) will announce the results on either December 28 or December 29.  A team of observers organized by the International Republican Institute will monitor the elections, in addition to Kenyan and other international observers.  The presidential inauguration will likely take place on December 31.  Because the Kenyan government did not fix an inauguration date in advance, it was not possible to arrange for a high-level Presidential delegation to attend.

In the Presidential race, the most recent polls show incumbent Mwai Kibaki at 43 percent, challenger Raila Odinga at 46 percent, and dark horse candidate Kalonzo Musyoka at 10 percent.  If Kibaki wins by a small margin, it is possible that Odinga will allege that the elections are flawed, will refuse to accept the result, and may incite his supporters to protests that could easily become violent.

It sounds to me like the Africa Bureau was “spinning” ahead of time to question the legitimacy of opposition protests rather than remaining objective to entertain the possibility (or likelihood based on what was known about the ECK by this time) of an election “result” of questionable legitimacy.  And as Ranneberger had noted, if the election was stolen there was simply no recourse other than protest.

Lessons for Kenya’s 2012 Election from the Truth Trickling Out About 2007–New Cables From FOIA (Part One)

Lessons from 2007 and New FOIA Cables–Part Two

Lessons from the Kenyan 2007 Election and New FOIA Cables–Part Three

Part Four–Lessons from the Kenyan 2007 Election and New FOIA Cables

Part Five–Lessons from the 2007 Election and New FOIA Cables

Part Six–What Did the U.S. Ambassador Report to Washington the Day After the Kenyan Election?

Part Seven–One Last FOIA Cable on the 2007 Exit Poll

Part Eight–new Kenya FOIA documents: Diplomacy vs. Assistance Revisited or “Why Observe Elections If We Don’t Tell People What We See?”

 

A “Must Read” on the “Egyptian Circus” from South Africa’s Daily Maverick: “A dangerous habit, spreading of democracy”

This piece from the Daily Maverick‘s J. Brooks Spector is the most detailed and explanatory coverage on the Egyptian charges against the international and local NGO employees.  Do read the whole thing, but here is an excerpt:

In theory at least, the social and political explosion of the Arab Spring should have been NED and its associated bodies’ next golden moment in the sun. All those regimes, previously frozen in time, now suddenly with their societies breaking out into a new, more open style of politics and freer elections should be making bountiful times for groups like the NED. Instead, these organisations seem to be running into a growing wave of suspicion about their ulterior motives.

Traditionally, of course, authoritarian rulers have viewed these pro-democracy groups with deep suspicion, routinely denouncing them as meddlers or spies – and sometimes directly harassing their staffers. But Egypt’s move breaks new ground in announcing it wanted to try 19 Americans and several dozen others on charges that have left the Obama administration shocked and surprised – and put the major American military aid program to Egypt at risk as well.

In the wake of the announcement of the charges, the Egyptian government quickly recalled a senior military aid delegation that was just about to begin some intensive discussions with members of Congress. The charges, as they were publicly announced, included operating without licenses, “conducting research to send to the United States” and supporting Egyptian candidates and parties “to serve foreign interests”. The fresh winds of last year’s Arab Spring and the heady embrace of the ideas of Gene Sharpe and Saul Alinsky and the power of the Internet, satellite TV and social media appear to have shifted more than just a bit.

In response, the IRI and NDI have argued their activities consisted of teaching the methodologies of grass-roots organising, political campaigns and democratic elections to anyone willing to listen, just as they have been doing in other places for years – without favouring any particular Egyptian political faction. An allied group, the Freedom House NGO, said that for its part it had been training young activists and carrying out international exchange programs while another NGO, the International Centre for Journalists, was doing its training on media issues. All four bodies insisted that had been trying to comply with Egyptian laws and be transparent about their activities. As Freedom House executive director David Kramer told reporters, “Everything we did was out in the open.” Where’s the beef?

Oddly, perhaps, the NDI and IRI seem to have come into the sights of prosecutors because of their role in supporting opposition to President Hosni Mubarak, before he fell from power last year. Sinister stuff that. Former chief of intelligence under Hosni Mubarak, Omar Suleiman, explained in his court deposition, “Data was collected about the activities of the American Embassy through the National Democratic Institute and the International Republican Institute.” Moreover, back in March 2011, when US officials had announced grants of some $65-million to pro-democracy groups, Fayza Abul Naga, Egypt’s Minister of Planning and International Cooperation – and a holdover from Mubarak’s regime – had renewed her longstanding campaign against foreign financing. Some analysts speculate she is close to the country’s highest-ranking military figure, Field Marshal Mohamed Hussein Tantawi, and their relationship is tied up with the crackdown.

“Tribute to Dr. Peter Oriare: Media Scholar of Great Repute” and a friend to me, to the International Republican Institute, and to Americans who believe in democracy

Dr. Peter Oriare

“Tribute to Dr. Peter Oriare, Media Scholar of Great Repute”

“University of Nairobi mourns committed teacher”

My friend, Dr. Peter Oriare, was in his own way one of those who got hurt because of the election misconduct in 2007. I was very sad to hear on my return from Washington that while I was at the African Studies Association meeting, Peter died back in Nairobi.  At 45 he was too young, the proud father of young children.  I would greatly encourage anyone interested in Kenyan democracy to read the tribute and story linked above.

I am thankful to have known and worked with Peter.  I certainly relied on him in Kenya.   Along with the local staff at the International Republican Institute in Nairobi he was one of the people that made my year working in Kenya an experience that I will always treasure.  When I arrived in Nairobi in June of 2007, we had funded only our baseline National Endowment for Democracy programming working with parliamentary candidates and our ongoing USAID polling program for which I was approved as Chief of Party the week before.  The current polling program had been in place since an exit poll for the 2005 constitutional referendum,and had most recently included a public opinion survey from that spring which we were just then briefing to prospective presidential candidates.  Peter worked with Strategic Public Relations and Research and was our primary point of contact with the firm as well as teaching and working to finish his doctorate at the University of Nairobi.

When I took over as the fourth American to lead the IRI office under that 2005 polling program, my ability to do my job depended on Peter’s expertise and continuity. Peter had worked with everyone in the IRI office and had been our primary local polling expert partner since 2000, before the IRI office opened in 2002.  The polling program was touted as a major success story for both USAID and for the International Republican Institute in Kenya and Peter was the single most consistent element.  Peter had a strong relationship not only with IRI and the USAID Democracy and Governance program locally but with others in the international democracy community.  He led important work in media monitoring for the 2007 election that was crucial to the international understanding of the situation in Kenya.

Peter believed in transparency and he advocated internally for release of the presidential “horse race” figures from our September 2007 public opinion survey which showed Kibaki leading when most polls were showing Raila as having pulled ahead, and when our contract with USAID was amended to add the 2007 exit poll, he expected to release it as well.  The established policy reason that IRI did not release the “horse race” numbers comparing the presidential candidates in our pre-election public opinion surveys–that we wanted to support democracy by informing the public, policy makers and politicians with out having a direct impact on the race itself–obviously did not come into play on the exit poll when people would have already voted when it would be released.

I pushed Peter and Strategic hard in negotiating the contract for the exit poll in the fall of 2007.  We had a modest amount of additional funding from USAID, and some money from Dr. Clark Gibson at the University of California, San Diego–and we had overhead in Washington and Nairobi.  Because it was obviously a close race, we needed results that were methodologically sound and statistically valid at the provincial level and not just the national level, to be able to evaluate the presidential threshold of 25% of the vote in five provinces.   I needed substantially more work from Strategic than they had done in the 2002 and 2005 exit polls, which were universally accepted as successful, but in elections that were not as close.  Ultimately we agreed on the additional work for very little additional money given Kenya’s inflation, and the poll was well executed as millions of Kenyas voted peacefully.

The preliminary results called in by cellphone–which were  obtained by USAID and given to the Ambassador on election day–even though such reporting was entirely outside the scope of anything in the USAID agreement with IRI and I didn’t want anything to get out while the polls were still open–had Raila ahead by a margin of roughly 8 points.  When the actual surveys were obtained and coded and necessary adjustments made for situations such as the seizure of some questionnaires by police–some of which were recovered and some not–the final figure was roughly 6 points.  This was the number in Nairobi in mid-January, 2008 with all the surveys back and coded.  That  was the number on February 7 when someone “inside the Beltway” in Washington decided to throw Peter under the bus by publishing internationally a statement from IRI that poll was “invalid” after State Department and USAID officials were questioned about it by then Subcommittee Chairman Feingold at his hearing in the Senate.  That was the number when I turned over the original questionnaires to my successor in Nairobi in May 2008; the number when the results were released in July at CSIS in Washington by UCSD after IRI’s six month embargo; and the number soon thereafter when the New York Times called me working on their story and asked for an interview.   It was still the number when IRI released the results in August–reconfirmed by a firm in Oklahoma–the day before the UCSD testimony at the Kriegler Commission;  and it is still the number  today, when the poll has been used in published work from scholars in Asia and Europe, as well as in Africa and the United States.

Peter had every right to be proud of his work on this exit poll and it was rightly noted by Rosemary Okello in her tribute as a part of his positive legacy for Kenyan democracy, and for polling and scholarship everywhere.

This is what I wrote in recommending Peter on Linked-In in 2009:

Peter is a true professional, with a strong commitment to his work and high values. He is calm under pressure. He offers deep knowledge and experience and I would be very pleased to have the opportunity to work with him again in the future. July 6, 2009

Top qualities: Personable , Expert

Ken hired Peter in 2007, and hired him/her more than once.

_______________________________________________________________________

Part Seven–One last FOIA cable on the 2007 Exit Poll

See the previous posts in this series:  Part One, Two , Three , Four, Five, and Six.

The last of the five State Department cables released to me last month regarding the USAID Kenyan exit poll is from February 21, 2008.  This is the cable with some redaction.  I suppose all of this may be out on the internet anyway via Wikileaks, but as I have noted previously I am not able to use that material and am only working with unclassified information provided through regular lawful means and published news.

The subject matter of this cable is “Secretary Rices’s February 18, 2008 visit with Kenyan business and civil society leaders.”  The names of the Kenyans are redacted.  On the U.S. side of the conversation were Secretary Rice, Ambassador Ranneberger and Assistant Secretary Jendayi Frazer, along with the spokesman for the National Security Council and a notetaker.  Here is the exit poll discussion:

______________ stressed the need for accountability–so that Kenyans who turned out in record numbers for the December election learn what happened to their votes, and the leaders behind vigilantism and state violence be held to account.  Constitutional reform, [s/he] said, is necessary to address two great problems:  gross partiality by the Electoral Commission of Kenya (ECK) and excessive power held by the executive branch of government.  Noting that Kenya’s Diaspora in the UK reportedly are mobilizing funds to support ethnic militias, ____ asked the Secretary to make sure that the same is not happening in the United States. [ S/he] then questioned why a survey conducted by the International Republican Institute (IRI) was not released that suggested that ODM candidate Odinga may have won the December elections.  IRI says the survey was in training analysis and has methodological errors calling into question its reliability.

Secretary Rice clarified that the IRI is wholly independent of the US government and that its views, analysis and conclusions should not be confused with USG policy.  Assistant Secretary Frazer underscored this by relaying that she was asked about the IRI survey by members of the United States Congress, and affirmed that she had no information about why the survey was not released and had no position on whether it should be released or not.

The cable, which was sent over Rice’s name and “from” the Secretary’s delegation, does not provide any information about the source of its statement that “IRI says the survey was in training analysis and has methodological errors calling into question its reliability”.  I never heard the “training exercise” justification for not releasing the poll within IRI, although I did see it from the Ambassador in his “web chat” Q & A a few weeks later in March, as I have noted.  Likewise, there were no bona fide issues with the methodology of the poll as conducted on December 27, as IRI later acknowledged in publishing the results in August.

Again, the “training exercise” notion is specifically contradictory to what Ranneberger wrote in his previous cables–as well as what I was explicitly told by USAID, as well as the purposes of the program set out in the USAID funding agreement to IRI.  Secretary Rice was right about IRI being independent, and the specifics of what she said are unexceptionable–however, the implication that the exit poll in Kenya that the Kenyan civil society leaders were asking for was somehow IRI “private property” is completely wrong as has been explained.  USAID initiated the poll and funded it with tax dollars–“for early intelligence for the Ambassador” as I was told on election day or as a check on potential election fraud as the Ambassador wrote in his cables to Washington before the election–and the US Government owned the rights to the data (not to say that Kenyans didn’t also have rights to it as well).

Ultimately, this only became complicated because certain people involved could not bring themselves, for whatever reason or reasons, to address the facts in a clear and forthright manner.

The quest for accountability to Kenyan voters has remained unanswered sadly.  A news story in the Daily Nation in 2011, in the final item on my chronology of links to coverage of the Kenyan election, reports from an alleged leaked cable that ten days before this February 18, 2008 meeting at the Ambassador’s residence, the State Department issued “visa bans” against ECK members based on evidence regarding bribery–but did not disclose this circumstance, or the evidence, at this meeting (I checked with a participant).  We, the United States, made clear that we were willing to step up financial and rhetorical support for reforms in Kenya–such as the new constitution–under a deal in which the new Kibaki administration shared power with the opposition under an Kofi Annan-brokered deal–but we brushed aside the issue of the fraud in the election.

[Note on the exit poll methodology and funding:  In preparing for the 2007 exit poll I had looked back at the 2002 and 2005 exit polls conducted under the same USAID program by IRI and Strategic Public Relations and Research–although everyone had been satisfied at the time, the USCD experts and I felt that we needed a lot more from this poll.  The election was expected to be much closer than the 2002 election and 2005 referendum and the outcome could come down to the 25% in 5 provinces requirement–the previous polls were less reliable at the provincial as opposed to national level.  I successfully pushed the polling firm, Strategic, hard to agree to do much more work for very little more money, since the funding that was added extend the polling program was comparable to that for the previous polls.  We had a small amount of additional funding through UCSD, but there was never any “private” IRI funding available to me in the East Africa office for our Kenya programming so I had no choice but to drive a hard bargain.  In a time of very high inflation in Kenya, of course, Strategic’s actual costs would be significantly higher in 2007 than on the 2002 or 2005 exit polls.  After the failure to release the poll on a more timely basis ended up in the New York Times in 2009, IRI pulled out a lot of irrelevant material from pre-contract negotiations with Strategic.  This had nothing to do with waiting for several months to release the poll under the methodolgy that was ultimately agreed to by IRI and UCSD, and Strategic, with the implicit blessing of USAID, shortly before the election.]