The United States sure could use multiparty democracy, too

Big political news in the U.S. is the election loss of the Majority Leader in the House of Representatives, Eric Cantor, in the Republican primary. Losing a primary is something that “just doesn’t happen” to Majority Leaders (never in the 20th century or the first five elections of the 21st).
While Cantor was substantively to the right of Ronald Reagan and any of the other broadly popular conservative figures of the modern Republican Party, and was known as a key figure in blocking compromise by House Republicans with House Democrats in recent years, there is a perception that his loss will make future legislative compromises even less likely.

John McCain, the International Republican Institute chairman, has previously noted publicly the potential demand for a “third” party that would compete for the plurality of American voters that the Republican and Democratic Parties in present form merely tolerate (naturally he didn’t put it quite that way–he had a Republican primary coming up).

We have a political system that seems to be pretty well ossified under the control of two parties that have both changed quite dramatically during the period of their mutual hegemony. Each party presently has a majority in one house of our bicameral legislature, yet disapproval of this Congress comes about as close to a consensus as you will find in the United States today. Most voters don’t vote in most elections, especially primaries which functionally decide the outcome of vast numbers of legislative seats in districts that are dominated by a single party, often for demographically derived reasons.

The present reality on the ground has departed rather dramatically from our own traditions in important respects, and is at odds with the conceptual rationale for a “two party system” in which each party competes to build a governing majority.

What should we do? My suggestion: let’s enlist our official nonpartisan democracy and party-building experts at the International Republican Institute and National Democratic Institute. Offer the help to ourselves that we offer others. Heal ourselves first. Certainly in present circumstances it would be unduly controversial to consult any of the foreign democracy groups like the Westminster Foundation or the German party foundations, but IRI and NDI have well established Congressional relations on both sides.

It would be sort of like the instructions we all get when flying. Even if you are accompanying a child or disabled person, if there is a problem, put the oxygen mask over your own nose and mouth first, so you can breath freely enough to help.

Why is IRI’s report on the Kenya 2007 Exit Poll missing from the USAID Development Experience Clearinghouse? (FOIA Series Part 13)

This is the latest on my ongoing Freedom of Information Act requests to get the U.S. government records on the USAID programs I supervised for the International Republican Institute as East Africa Director for the 2007 Kenya election.

In mid-2009 I assisted my former colleagues from the University of California, San Diego on the 2007 Kenya exit poll in submitting a FOIA request to USAID for a broad set of basic records under the USAID/IRI polling program, including comparative materials from the prior 2002 and 2005 USAID/IRI exit polls. Unfortunately, it took USAID roughly two years to produce anything, and when they did it was rather aggressively nonresponsive.  They simply sent a copy of the Cooperative Agreement under which the program operated from 2005-2007 (the final agreement started with the exit poll for the 2005 constitutional referendum and went though pre-election polls in the fall of 2007, with an amendment to add the 2007 exit poll at the end) with none of the reports, results, correspondence or anything else at all.  My academic colleagues had expected to get the historical documentation from IRI in consideration of the supplemental funding they povided to IRI for the exit poll, but were left to FOIA when IRI didn’t come through.

Upon returning from the 2013 Kenya election when there was another round of questions on the USAID/NDI/ELOG sample PVT and the communications around it, I submitted a new USAID FOIA of my own to try again for the 2007 exit poll records. This time I have been fortunate enough to have what appears to be active and engaged efforts by the current USAID FOIA office to seek records and keep me up to date on the request.  Unfortunately it has still been another 13 months now of waiting.

A key document that should answer a number of questions is the IRI final report on the 2005-2007 polling program, which was originally due during my tenure at IRI in early 2008. At the time I completed my IRI service to return to my permanent job in the U.S. IRI’s second extension to file the report was winding down. At that point, IRI was faced with a quandary as it had posted on its website on February 7, 2008 a statement that it was not releasing the exit poll results because it had determined that they were “invalid” the evening following a demand by Senator Russ Feingold in a hearing of his Africa subcommittee of the Senate Foreign Relations Committee that the Assistant Secretary of State for Africa and the Africa Assistant Administrator for USAID report back to him on why the exit poll had not been released. Previously, however, in January IRI had filed its quarterly performance report with USAID reporting that the poll had been successfully conducted.

According to the requirements of the Cooperative Agreement between USAID and IRI, three copies of the final report were to be submitted by IRI, one to the agreement officer in Washington, one to the Democracy and Governance lead in Kenya, and another to the USAID Development Experience Clearinghouse (DEC) in Washington. I was able to learn in a conference call with the FOIA office last week that they have been unable to find such a copy on file in Development Experience Clearinghouse. Likewise, the other copy in Washington has not yet turned up, so it is being sought through the mission in Kenya.

Strange.

In the meantime, on the State Department side I have written, again, to the Appeals Officer to request a decision or the status of my April 2013 appeal of the withholding of a document about the USAID exit poll from my 2009 FOIA request on the asserted basis of a “deliberative process” exemption from the FOIA.The documents produced to me under the 2009 request show the Africa Bureau at State mischaracterizing the exit poll in response to media inquiries as a capacity building “exercise” that was never intended to be released. To the contrary, both the USAID contractual documents themselves and the Ambassador’s own released State Department cables from before the election describe the exit poll as a key part of efforts to prevent election fraud and support a democratic process, along with the IRI election observation mission. My appeal argues in a nutshell that there is not a legitimately protected agency deliberative process for the State Department to decide whether or not to be truthful in response to after-the-fact press inquiries about a USAID program.

Democracy International Observers express pessimistic realism ahead of Egyptian vote

I had missed this last week   I thought it was very much worth noting in terms of what election observation missions can do to add clarity before a vote.

“Mass Death Sentences, Arrests and Crackdowns: Why Egypt’s Elections Are Already in Trouble” from BuzzFeed, May 13:

United States election observers say they are pessimistic about Egypt’s chances of holding free and democratic elections in two weeks, the first time that an international monitoring group has spoken up to criticize Egypt’s presidential elections.

Democracy International, a U.S.–based NGO has had a team on the ground for weeks, said the widespread arrest of Egyptian activists, a crackdown on protest groups, and mass death sentences were all signs that Egypt’s elections, slated for May 26–27, can hardly be part of the “democratic roadmap” that the White House has required of Egypt in exchange for releasing aid.

“The environment for political participation is not as you would hope would be the case in a democratic transition,” said Dan Murphy, the director of elections and political processes for Democracy International. Last month, U.S. officials announced they would resume some military aid to Egypt, following a previous decision to withhold aid until the country made progress on a “democratic roadmap.” The decision to restore aid was criticized by many diplomats and observers, who said the decision was “baffling” considering Egypt’s current human rights record.

U.S. officials have expressed hope that following this month’s presidential elections, billions of dollars in aid will be once again delivered to Egypt. They have said that following the elections, the White House will determine whether Egypt is pursuing a democratic roadmap that would see a inclusive, pluralistic political environment.

According to the observers who have already been on the ground for weeks, Egypt’s current state of affairs is hardly a transition toward democracy.

.  .  .  .

There have been no debates, and very few public forums in which Egyptians can educate themselves about the upcoming vote, according to Democracy International, a private U.S.–based NGO funded by the U.S. Agency for International Development (USAID), which operates in more than 60 countries. The group recently took part in monitoring Egypt’s national referendum on a new constitution, of which they expressed “serious concerns” about the political climate, which they said virtually guaranteed a yes vote.

“There was no real opportunity for those opposed to the government’s roadmap or the proposed constitution to dissent,” read a statement released days after the vote, citing “a backdrop of arrests and detention of dissenting voices.”

Murphy said the Democracy International team was currently in Egypt to see if any of the recommendations issued following the referendum vote had been heeded. At the moment, he added, there was a great deal of concern.

“Have some of these problems, which we cited in the referendum gotten better at all? Have any of our recommendations been heeded? Is there space for people with dissenting views to participate in debate more than after referendum process? At the moment we are very concerned that this is not the case,” said Murphy.

Democracy International and a team led by the European Union are the two largest foreign groups set to monitor the presidential vote. Both groups are already on the ground . . . .

.  .  .  .

In the looking glass: How USAID sees its democracy support in the 2013 Kenya Election

Thanks to a post this week from Government Executive magazine’s NextGov.com I saw that USAID has published on the web its December 2013 “Rapid Assessment Review” of USAID support for Kenya’s 2013 elections.

The post from NextGov’s Emerging Tech by Joseph Marks, “How Technology Failed to Fix Kenya’s Election”:

It’s perhaps the most common story in all of government technology: A challenge arises; new technology seems to offer the perfect solution; but something happens between concept and execution that makes that technology seem more like a culprit than a savior and that leads people to complain the old analog solution might have worked better.

That interference could come from a delayed procurement, miscommunication between different vendors, a lack of testing or training before launch or a host of other factors.

This December 2013 report from the U.S. Agency for International Development describes more than a dozen such interferences that foiled the international community’s attempts to use technology to improve outcomes in Kenya’s March 2013 elections.

.  .  .  .

Kudos to USAID for publishing this.  Although there is one major “glitch” that I will explain, the report is generally quite useful.  In particular for Kenyans who want to understand the process by which their leaders are chosen, there is much here that is not otherwise readily available to those outside the Government of Kenya itself.  Thus, Kenyans active in political parties and civil society, the media and others that are especially interested in elections will want to take time to read the whole report carefully.  Likewise for interested foreign “friends of Kenya” who hope for better elections in the future, especially those of us who are U.S. taxpayers.

The “glitch” is that the report was released with a December 31, 2013 date, which is several weeks after publication of the Carter Center’s final USAID funded Election Observation Report,  but references only a non-published June “draft final” report and the April 4 Carter Center preliminary statement.  So it appears that the report was written without reference to the actual Carter Center final report, likely inadvertently through the fact that the authors were doing this study simultaneously with the Carter Center’s work.  See my post Carter Center quietly publishes strikingly critical final report from Kenya Election Observation.

On one hand this is a fundamental problem leading to a quite critical misunderstanding. The assessment presents a quote from the Carter Center’s April 4 statement that the failure of the USAID supported Electronic Results Transmission system still left a paper tally system that was sufficiently handled to provide “enough guarantees to preserve the expression of the will of the Kenyan voters” which is contradicted by the Final Report.

Nonetheless, this is in prefatory material and the point of the assessment is not to make conclusions about the election process itself, but to self assess USAID’s programming, and a bit of a “rosy tint” that allows the whole thing to be packaged as “lessons learned” for other missions in the context of an overall “success” with various subsidiary failings may have made the difference in getting this ultimately published on the internet, with a lot of pertinent information and a fair bit of candor for a “self assessment” overall.  I am still deep in the bowels of the Freedom of Information Act legal process seeking more modest bits of information about the election support effort for 2007 as an example of what can happen within the bureaucracy when no one can claim “success”.

Please take time to read the whole thing and I will be grateful for anyone who wishes to e-mail thoughts or comments, and of course any public comments here.  I will discuss some details in various upcoming posts.

IRI Poll Releae Press Conference

 

Have ODM and TNA run their course in Kenya?

UhuRuto 2013 sign downtown
The great puzzle for those of us who have worked on “democracy promotion” or “democracy support” in Kenya has been whether there is something that can be done to assist Kenyans in building meaningful, coherent political parties that are more than amorphous vehicles for individual ambitions and a “tribal” spoils system.  The record in this regard has been discouraging.  When I was with IRI in 2007-08, one of my European counterparts of long experience explained that his organization had concluded that the effort was simply not fruitful and resources were better spent in other areas.

At this point I am afraid that we see some history repeating itself.  TNA is having difficulties with the inattention of its titular leader, President Kenyatta.  It is not hard to see TNA now as simply a vessel for Uhuru’s campaign, a means that he created to line up his core Kikuyu support when, supposedly, there was significant sentiment among the elites to find alternatives due to the difficulties of the ICC charges, and even the notion that it might be safer to chose Mudavadi or someone else who was an amenable insider but a member of another tribe.  Certainly Uhuru’s record as a party builder is not encouraging.  After being tapped as KANU leader by Moi in 2002 and losing to Kibaki he kept leadership of the party (with Ruto as a Secretary General) and was one of the leading figures in the formation of the Orange Democratic Movement as leader of the Official Opposition in Parliament, campaigning against the “Wako Draft” constitution in Central Province during the November 2005 referendum.

Nonetheless, as things were shaking out to nominate a presidential candidate for the ODM side in the second half of 2007, Uhuru made the unprecedented move as leader of the parliamentary opposition to cross over to support Kibaki’s re-election.  Moi also announced his support for Kibaki in this time frame.  Uhuru kept formal control of KANU but the party was gutted as most of the potential KANU voters stuck with Ruto who formally joined ODM, contested for the nomination there and served as a key figure in the “Pentagon”.  Then Uhuru himself struck out to form TNA for the 2012-13 race.

Continue reading

A Guest Post on the State of Kenya@50: “Where Did The Time Go and What Do We Have to Show For It?”

Following is a “guest post” from Andrew J. Franklin, an American now leaving Kenya after more than thirty years of Kenya’s fifty year independent history. This was originally written back in May, after the election failures but months before the Westgate fiasco, about which we learned more damning information with the report this week from the review by the NYPD:
Kenya Map at Nairobi School

It’s mid-May, do you know where your election results are?

Good question! As Kenya prepares to celebrate 50 years of Independence – and, remarkably for Africa, largely free of tribal massacres, wars, natural and/or manmade disasters, successive failed or successful military coups d’etat, vicious secret police operations or state sponsored “disappearances – this steadily failing state is increasingly unable to conduct normal run of the mill governmental functions.

The GOK was able to carry out a national census until the late 1990s, deliver mail and inland cables, find the owners of automobiles allegedly involved in traffic offenses, pay pensions, etc. The more international assistance and support for the GOK and its myriad associated agencies, parastatals, universities and authorities the faster state operations have deteriorated.

The incredible investment in “IT” prior to the 2013 General Elections was not only supposed to prevent or mitigate electoral fraud but was also a belated recognition of just how bad government administration had become.

The IEBC was unable to organize or conduct “voter education” prior to the March 4th polls and is probably unable to find all 120,000 (?) temporary workers hired for these elections; media reports indicate that election- related pay owed to the police, NYS recruits and prison warders has still not been paid.

In essence it is an amazingly foolish leap of faith to expect the IEBC to release any election results for President, Governors and members of the National Assembly and Senate. The longer these results are kept from the public the greater will be arguments that these elections were stolen; 50% of the country is already on a slow boil and the new administration is clearly not able to handle long simmering insecurity in Mandera, Garissa and Wajir Counties or in Western Kenya where criminal gangs are terrorizing the populace.

Reports of a resurgence of Mungiki in and around Nairobi as well as continuing MRC related activity in the “Coast Province” counties – including Lamu – show that the state of national insecurity is more serious than anyone will publicly admit. The heavy handed response on Tuesday, 14/05/2013, by some 400 “security personnel” drawn from the disparate forces within the “National” Police Service to only 250 noisy demonstrators – and 15 or so pigs and piglets – outside Parliament showed an usual lack of any police command and control.

Meanwhile the Obama Administration seems blissfully unaware or unconcerned of the situation in Kenya; our bureaucrats just seem to be hunkering down and covering their asses.

Reports that the police fired live ammunition to “break up the crowd of peaceful demonstrators” after tear gas and water cannon proved “ineffective” indicates a lack of discipline or concern for innocent bystanders or onlookers in offices, shops or even the carparks in the vicinity of Parliament right smack in the CBD!

The use of live ammunition to quell demonstrations in Kisumu in the aftermath of the Supreme Court decision on March 30th elicited little comment in the domestic media and certainly no public protests from the US Embassy. Apparently the rubber bullets procured by the NPS prior to the elections are still in their original packing?

The bottom line is that “Something’s happening here. What it is, is very clear…” To Some!

Andrew J. Franklin, J.D.
Former U.S. Marine, resident of Nairobi since March, 1981

Carter Center quietly publishes strikingly critical Final Report from Kenya Election Observation

Another reversal on a Kenya election observation? Without additional fanfare that I have picked up on, the Carter Center published on the web on October 16th their Final Report on the Election Observation Mission for Kenya’s March 4 elections.

I admit to being pleasantly surprised upon wading through the details to find much more direct acknowledgment of the shortcomings of the process, especially the tallying and reporting of results, than I would have expected from the previous media reporting on the various communications about this observation mission over the months since the vote, as well as a major change in conclusions.

Read it for yourself if you are interested in Kenyan elections and the extent to which the announced presidential result in this most recent election was or wasn’t reliable, but the bottom line here is that the Carter Center has commendably stepped back from their previous assurance from April 4, a month after the election, that “in spite of serious shortcomings” the IEBC’s improvised paper-based tally process “presented enough guarantees to preserve the expression of the will of the Kenyan voters”.  In the Final Report the tally/tabulation process is discussed in Pages 51-58, concluding in summary, “Overall, Kenya partially fulfilled its obligations to ensure that the will of the people, as expressed through the ballot box, is accurately recorded and communicated.” (p. 57).

The report itemizes and discusses five categories of “Challenges in Tabulation”:

I.  Failure of Electronic Transmission of Provisional Results

II. Inadequate Publication of Tabulation Procedures

. . . .

Therefore, the available instructions appeared to be insufficient to guarantee the integrity and accuracy of numerical tabulation. . . . (p. 54)

III. Inadequate Observer and Election Agent Access to National Tally Center

. . . .

However, the national tally center did not provide enough transparency for observers or party agents to assess the overall integrity of tally of presidential results.  Unfortunately, the Center regrets the IEBC decision to confine party agents and observers to the gallery of the national tally center, making effective and meaningful observation impossible.

The Center observed many of the same kind of discrepancies in the tally procedures that had generated so much criticism and speculation in 2007; results announced at the national tally center differed from those announced at constituency level, missing tally forms, inconsistencies between presidential and parliamentary tallies, instances of more votes than registered voters, discrepancies between turnouts of the presidential and parliamentary elections, and expulsion of party agents from the tally space at the national tally center.

. . . . (p. 54, footnotes omitted)

IV. Discrepancies Between the Published Voter Register and Announced Results

The Center’s examination of reported final results for the presidential election, recorded on form 36, showed noteworthy discrepancies. . . .  (p. 55)

V. Nonpublication of Detailed Election Results

One of Kenya’s core obligations concerns promoting transparency in elections and other public processes. . . . The Center remains concerned that the IEBC has not published detailed official results disaggregated at the polling station level. (p.55)

For more information on the Kenya election vote count, although not cited by the Carter Center, please see the audit performed by the Mars Group Kenya, noting the “missing” status of the Form 34s recording the tallies from each of 2,627 polling streams.

See Africa Confidential: “Carter’s quiet doubts“.

Previously:

*Are “free and fair” elections passé in Kenya?

*Carter Center calls it as they see it in the DRC

*Why would we trust the Kenyan IEBC vote tally when they engaged in fraudulent procurement practices for key technology?

Canadian High Commissioner misses the point in warning Kenyan politicians about ICC pullout

A diplomat has warned that the move last week by law makers to have Kenya pull out of the Rome Statute could jeopardise future search for international justice for Kenyans.

Canadian High Commissioner in Nairobi David Angell said pulling out of the Rome Statute, that established the International Criminal Court (ICC), would deal a blow to any future victims of violence that Kenyan judicial system would not handle.

“Canadian envoy warns in Kenyan ICC pull-out” Daily Nation

What search for international justice? Kenya’s last Parliament did not follow suspect William Ruto’s “Don’t be vague, go to The Hague” lead out of a preference for “international” justice over trying the suspects locally–rather it was an excuse for not prosecuting anyone themselves. Likewise the last Parliament did not then turn around and vote in December 2010 to withdraw from the ICC as soon as the charges came down against Ruto, Uhuru Kenyatta, Sang and the three others in consideration of the interests of “justice”. If the members of Kenyatta and Ruto’s Jubilee coalition who voted again to withdraw from the ICC on the eve of Ruto’s trial were in the least concerned about a “search for international justice” for victims of election violence–past or present–they would not have done so.

Kenyatta and Ruto as KANU leaders were on the side of election violence in Kenya in 1992 and 1997 and they certainly have not done anything to express remorse or “search for justice”–international or otherwise–for the victims. The very idea that there should be such a search for justice for victims of electoral violence is an affront to the political order in Kenya and on this Kenyatta and Ruto can easily circle the parliamentary wagons against the threat to their private sovereignty and that of their cohort.

The High Commissioner ought to appreciate that he is speaking to an audience which has, over many years, shown that it takes these thing deadly seriously. If the Canadians want to step into the current diplomatic vacuum in Nairobi to address the situation, I certainly applaud the intention, but they if they want to have influence they need to speak of things that their audience cares about.

Party hardly? [but buy these books . . .]

A quick plug for Sebastian Elisher’s new book Political Parties in Africa: Ethnicity and Party Formation from Cambridge University Press. The cover photo is one of my shots from Kenya’s election day in Kibera in 2007. Pre-order now for release on September 30.

Political Parties in Africa: Ethnicity and Party Formation

Likewise, the paperback is just out from one of the other Oxbridge publishers for “From Parties to Protest: Party Building and Democratization in Africa”, last year’s African Studies Association award-winner from my friend Adrienne LeBas. 

The great thing about books about Kenyan political parties:  the books and the analysis are always more substantial than the parties themselves.  I will hope to develop this theme further and discuss both books here later in the year.  In the meantime, enjoy your choice of hard or soft power publishing.

“Choosing Peace Over Democracy”

“Kenya’s 2013 Elections: Choosing Peace Over Democracy” has been published in the new Journal of Democracy by James D. Long, Karuti Kanyinga, Karen E. Ferrer and Clark Gibson.  Important and worthwhile reading for anyone interested in Kenyan politics or democratic process in Africa or the developing world more generally.

This is the first of formal publications using the exit poll and other polling data that were presented by Professors Gibson and Long at Johns Hopkins’ SAIS on May 2 and widely covered in the Kenyan media.  See my post with the video:
“Fraud and Vote Patterns in Kenya’s 2013 Election: Evidence from an Exit Poll”–Gibson and Long event in Washington Thursday.

Long and Gibson were the researchers who also carried out the 2007 IRI/USAID/UCSD Kenyan exit poll that showed an opposition victory.

Voting Procedure